作者：金杜律师事务所 King&Wood Mallesons

光大证券股份有限公司（简称“光大证券”）在金杜律师事务所专业法律团队的协助下，成功完成在香港联交所主板发行H股并上市（股票代码：06178），初始发行规模为6.8亿股（行使超额配售权之前），以12.68港元定价，募集资金约86亿港元。该交易不仅在香港国际发售方面认购踊跃，而且获得众多投资者的高度认可；在公开发售方面也受到了市场热烈追捧，获得了1.6倍的超额认购，是今年以来为数不多的获超额认购的项目。

King & Wood Mallesons (KWM) has advised Everbright Securities Co., Ltd. (Everbright Securities) on its initial H-share issuance on the main board of Hong Kong Stock Exchange (Stock code: 06178) . Everbright Securities issued 680 million H shares (before exercising the overallotment option) priced at HK$12.68 per share, raising approximately HK$8.6 billion. In terms of its global offering, the transaction has received high recognition from a number of investors; while it has been warmly welcomed by the market with a 1.6 times oversubscription, making it one of the few issuances that has been oversubscribed this year.

光大证券成立于1996年，是由中国光大集团股份公司投资控股的全国性综合类股份制证券公司，是中国证监会批准的首批三家创新试点公司之一。

Founded in 1996, Everbright Securities is a national comprehensive joint stock securities brokerage, invested and controlled by China Everbright (Group) Co., Ltd. It is one of the first three pilot innovative qualified securities companies approved by China Securities Regulatory Commission (CSRC).

金杜在该项目中担任发行人中国法律顾问，自项目正式启动到成功上市全程为客户提供全面专业的法律服务，得到光大证券和本项目其他中介团队的充分认可和高度评价。金杜法律团队的负责合伙人为张明远律师、高怡敏律师、刘东亚律师及叶国俊律师，同时得到合伙人苏峥律师的大力支持。

Acting as the PRC legal counsel to the issuer, KWM has provided all-round professional legal services throughout the project, fully recognized and appraised highly by the client and other advisors. KWM’s legal team was led by partners Zhang Mingyuan, Gao Yimin, Liu Dongya and Ye Guojun, and partner Su Zheng also provided support to the project.

张明远律师表示，“很荣幸能协助光大证券完成这一里程碑上市项目。凭借金杜在证券与资本市场领域卓越的专业实力以及在协助内地券商进入香港资本市场方面的丰富经验，我们期待在未来为更多企业抓住机遇推进其国际化发展战略提供强有力的法律服务支持。”

Zhang Mingyuan commented, “We feel lucky to advise Everbright Securities on its landmark IPO project. Combining our strong capability in the securities and capital markets and the extensive experience in advising domestic securities brokerages’ entering the Hong Kong capital market, KWM looks forward to assisting more clients with the promotion of their international development strategy, grasping the business opportunities in the future.”