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MiFID II – client classification, agreements, reporting to clients and telephone taping

By King & Wood Mallesons on November 17, 2016
Posted in Global Network

By Tim Dolan and Charlotte Collins King & Wood Mallesons’ London office.

Tim DolanFirms dealing with clients need to be aware of various changes under MiFID II, many of which will require careful reviews of policies and procedures. This alert covers some of the key changes in relation to client obligations, many of which are designed…

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King & Wood Mallesons (KWM) is an international law firm headquartered in Asia. As the first firm in the world able to practice in China, China Hong Kong SAR, Australian, English, the US and a significant range of European laws, our presence and resources in the world’s most dynamic economies are profound. We open doors to global clients and unlock opportunities for them as they look to unleash the fullest potential of the Asian Century. Leveraging our exceptional legal expertise and depth of knowledge in the China market, we advise Chinese and overseas clients on a full range of domestic and cross-border transactions, providing comprehensive legal services.

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