By Tim Dolan and Charlotte Collins King & Wood Mallesons’ London office.
Firms dealing with clients need to be aware of various changes under MiFID II, many of which will require careful reviews of policies and procedures. This alert covers some of the key changes in relation to client obligations, many of which are designed
By Adrian Brown and Charlotte Collins King & Wood Mallesons’ London office.
MiFID II makes various adjustments to the exemptions under MiFID I, largely with the aim of tightening the regime and increasing investor protection.
Although two new exemptions have been added – for operators complying with the EU Emissions Trading Scheme Directive in certain
By David Calligan Karen Butler King & Wood Mallesons’ London office.
IntroductionMiFID II will significantly increase the regulation of almost all types of secondary market trading activities and functions. It will introduce a new multilateral trading venue, known as an Organised Trading Facility (OTF) and extend the bilateral Systematic Internaliser (SI
