作者：金杜律师事务所
兴证国际金融集团有限公司（简称“兴证国际”，股票代码：8407) 在金杜律师事务所协助下于香港联交所创业板上市。本次兴证国际公开发行的股数为10亿股，其中香港公开发售1亿股，每股发行价为1.33港元，总募集资金额约为12.83亿港元。
Advised by King & Wood Mallesons (KWM), China Industrial Securities International Financial Group Limited (CISI, Stock Code: 8407) launched its initial public offering on the GEM Board of the Hong Kong Stock Exchange (HKSE). The IPO comprised a total of 1 billion shares issued, including 100 million H-shares. Priced at HK$1.33 per share, the IPO raised approximately HK$1.283 billion.
兴证国际在香港创业板挂牌上市，成为首例A股中资证券公司分拆香港子公司在香港联交所挂牌上市的项目，该项目标志着中资券商以香港为基地拓展海外业务更加成熟和市场化。同时，作为“沪港通”实施以来的首家以香港本地业务上市的中资红筹券商，兴证国际也成为香港联交所创业板市值最大的上市公司之一。
The transaction was the first case in which a Chinese A-share listed securities company had its Hong Kong subsidiary listed on the HKSE, indicating that Chinese brokers are using Hong Kong as a platform to expand their overseas business in a more sophisticated and market-oriented way. Also, as the first red-chip securities company to have its Hong Kong business listed since the launch of Shanghai-Hong Kong Stock Connect, CISI is one of the largest GEM listed companies by market capitalisation.
作为于上海证券交易所上市的领先中资证券公司“兴业证券股份有限公司”在香港全资设立的子公司，兴证国际提供包括经纪、贷款融资、投资银行以及资产管理服务等在内的综合服务。
CISI is a Hong Kong-based wholly-owned subsidiary of Industrial Securities Co., Ltd., a leading Chinese securities company listed on the Shanghai Stock Exchange. It provides integrated services including brokerage, loans and financing, investment banking and asset management.
合伙人张毅表示，“此次兴证国际IPO标志着近十年来香港最大的创业板IPO。 我们很高兴为兴证国际在中国法及香港法方面提供专业的法律咨询。”
KWM partner Zhang Yi commented, “Industrial Securities International’s IPO marks the largest GEM IPO in Hong Kong in nearly a decade. We are delighted to have supported Industrial Securities International with integrated PRC and Hong Kong law advice.”
合伙人骆伟德表示，“随着中国进一步开放其金融市场，我们相信中资证券公司在香港上市的趋势将持续不断。凭借我们在证券及股票市场的强大执业能力，结合金杜提供包括中国、香港及美国法一站式法律服务的能力，我们在协助证券公司完成其香港首次公开募股方面具有独特的优势。”
Partner Gary Lock said, “As China further opens up its financial markets, we believe the trend for Chinese securities firms to be listed in Hong Kong is set to continue. With our strong capabilities in the securities and stock markets, combined with our ability to offer one-stop services in PRC, HK and US laws, we are uniquely placed to assist securities firms with their Hong Kong IPOs.”
金杜在本项目中担任兴证国际中国法及香港法的法律顾问，全程参与了兴证国际此次赴港上市的各项工作，就本项目过程中的各类中国法、香港法的问题提供了法律意见和解决方案。本项目的负责合伙人为张毅律师、骆伟德律师、邱进新律师以及刘东亚律师。
Acting as PRC and Hong Kong counsels on the deal, KWM was involved in all aspects of CISI’s Hong Kong listing and provided legal advice on and solutions to various issues under PRC and Hong Kong laws. The KWM team was led by partners Zhang Yi, Gary Lock, Jason Qiu and Liu Dongya.
更多文章，请点击此处。